Privacy Policy

Prestige Financial Investments

Prestige Financial Investments LLC Effective Date: 7 Mar 2026

Website: https://pfiinvestments.com

Owner: Modesty C. S. Mullins,

Sole Member Registered Agent: Northwest Registered Agent Service, Inc.

8735 Dunwoody Place, Ste N, Atlanta, GA 30350

1. Introduction

Prestige Financial Investments LLC (“PFI,” “we,” “us,” or “our”) is committed to protecting the privacy, security, and confidentiality of your personal and financial information. This Privacy Policy explains how we collect, use, store, and protect your information when you engage with our services, website, client portal, or digital forms.

By using our services, you agree to the practices described in this Privacy Policy.

2. Information We Collect

We may collect the following categories of information:

2.1 Personal Information

• Full legal name

• Date of birth

• Address

• Phone number

• Email address

• Identification documents (e.g., driver’s license)

2.2 Financial Information

• Bank statements

• Credit card statements

• Income documentation

• Loan information

• Financial Business records

• Payroll reports

• Receipts and invoices

2.3 Business Information

• Business name

• EIN

• Formation documents

• Industry and operations

• Vendor and customer lists

2.4 Technical Information

Collected automatically through our website or client portal:

• IP address

• Browser type

• Device information

• Usage data

2.5 Documents You Upload

Any files submitted through:

• Client portal

• Intake forms

• Email

• Secure upload links

Prestige Financial Investments/ Atlanta, GA/ mullins@prestigefinancial.org

3. How We Use Your Information

We use your information to:

3.1 Provide Services

• Bookkeeping

• Micro-loan processing

• Business start-up assistance

• Financial coaching

• Client communication

3.2 Verify Identity

To comply with lending laws and prevent fraud.

3.3 Maintain Accurate Records

For bookkeeping, loan servicing, and compliance.

3.4 Improve Our Services

To enhance user experience and operational efficiency.

3.5 Legal & Regulatory Compliance

Including:

• Georgia Industrial Loan Act (GILA)

• Truth in Lending Act (TILA)

• Federal and state financial regulations

4. How We Share Your Information

We do not sell or rent your information.

We may share information only with:

4.1 Service Providers

Trusted third parties who assist with:

• Payment processing

• Secure document storage

• Client portal hosting

• Accounting software

4.2 Legal or Regulatory Authorities

Only when required by:

• Court order

• Subpoena

• State or federal law

4.3 Internal Personnel

Limited to authorized staff or contractors who require access to perform services.

All contractors must sign a Confidentiality Agreement.

5. Data Security

We use administrative, technical, and physical safeguards to protect your information, including:

• Encrypted document storage

• Secure client portal

• Access-controlled systems

• Multi-factor authentication

• Regular data backups

Despite these measures, no system is 100% secure. We cannot guarantee absolute protection against unauthorized

access.

6. Data Retention

We retain information only as long as necessary to:

• Provide services

Prestige Financial Investments/ Atlanta, GA/ mullins@prestigefinancial.org

•Meet legal and regulatory requirements

•Maintain accurate financial records

Typical retention periods:

•Bookkeeping records: 7 years

•Loan documents: 7 years after loan closure

•Intake forms and client files: as long as the client relationship is active

7. Your Rights

Depending on your location, you may have the right to:

•Access your information

•Request corrections

•Request deletion (where legally permitted)

•Request copies of your records

•Withdraw consent for non-essential data use

To exercise these rights, contact: customer.support@prestigefinancial.org

8. Cookies & Website Tracking

Our website may use cookies to:

  • Improve user experience

  • Analyze website traffic

  • Enhance security

You may disable cookies in your browser settings.

9. Third-Party Links

Our website may contain links to third-party sites. We are not responsible for the privacy practices of those sites.

10. SMS Data Handling & Protection

  • Prestige Financial Investments LLC (“PFI”) collects and stores client phone numbers and related personal information solely for the purpose of delivering authorized SMS communications, including service notifications, account updates, scheduling reminders, and other messages for which the client has provided express written consent.

  • All SMS-related personal information is protected under PFI’s Written Information Security Program (WISP) and is subject to administrative, technical, and physical safeguards consistent with the Gramm-Leach-Bliley Act (GLBA), the FTC Safeguards Rule, and industry best practices.

  • Access to SMS-related data is restricted to authorized personnel with a legitimate business need. Data is encrypted in transit and at rest where applicable, and is retained only for as long as necessary to fulfill service obligations or comply with regulatory requirements. PFI does not sell or share SMS-related personal information with third parties for marketing purposes.

  • Clients may revoke SMS consent at any time by replying STOP. Upon opt-out, PFI updates internal systems to prevent further messaging while maintaining required records for compliance and audit purposes.

11. Children’s Privacy

PFI does not knowingly collect information from individuals under 18 years old. If such information is discovered, it will be deleted promptly.

12. Updates to This Policy

We may update this Privacy Policy periodically. Revisions will be posted with a new effective date.

13. Contact Information

For questions or concerns regarding this Privacy Policy:

Prestige Financial Investments LLC

Email: mullins@prestigefinancial.org

https://pfiinvestments.com

Last Updated: 11 March 2026